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Louis Millett Holtz

Investment Adviser Representative at RICE HALL JAMES & ASSOCIATES LLC

Pasadena, CACRD #4329938Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
1 states

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Louis Millett Holtz has worked in the securities industry since 2007. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
California

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Small Cap Equity - first $25M0.90%
Small Cap Equity - over $25M0.70%
Micro Cap Equity - flat1.00%
Small Cap Opportunities - flat1.00%
Micro Cap Opportunities - flat1.25%
SMID Cap Opportunities - first $25M1.00%
SMID Cap Opportunities - over $25M0.85%
Account minimum: $5,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

RICE HALL James & Associates LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RICE HALL JAMES & ASSOCIATES LLCCurrent
5/18/2011Pasadena, CA
ENGEMANN ASSET MANAGEMENT
3/29/200510/2/2008Pasadena, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View RICE HALL JAMES & ASSOCIATES LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Louis Millett Holtz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Louis Millett Holtz - Financial Advisor in Pasadena, CA | AdvisorFinder