Thuong-Thao Nguyen Buu-Hoan
Investment Adviser Representative at RICE HALL JAMES & ASSOCIATES LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Thuong-thao Nguyen Buu-hoan has worked in the securities industry since 2003. They are registered to provide investment advisory services in California.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| Small Cap Equity - first $25M | 0.90% |
| Small Cap Equity - over $25M | 0.70% |
| Micro Cap Equity - flat | 1.00% |
| Small Cap Opportunities - flat | 1.00% |
| Micro Cap Opportunities - flat | 1.25% |
| SMID Cap Opportunities - first $25M | 1.00% |
| SMID Cap Opportunities - over $25M | 0.85% |
Firm-stated minimum; may be waived at the firm's discretion.
RICE HALL James & Associates LLC Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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