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Anthony Nmn Castelli

Investment Adviser Representative at Penserra Capital Management LLC

Orinda, CACRD #4409925Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
Exams Passed
13

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Anthony Nmn Castelli is an investment adviser representative in Orinda, CA, currently registered with Penserra Capital Management LLC and Penserra Global Investors LLC. They have worked in the securities industry since 2001 and were previously registered with Penserra Transition Management LLC. They have passed 13 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in California.

Office

4 Orinda Way, Suite 100-a
Orinda, CA 94563

Advisors at this office: 9

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California
Broker:
8 states and territories

California, Florida, Illinois, Indiana, Minnesota, New Jersey, New Mexico, New York

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/1/2011
Series 63
Uniform Securities Agent State Law Examination
Passed 4/8/2004
Series 52
Municipal Securities Representative Examination
Passed 9/25/2025
Series 57
Securities Trader Exam
Passed 1/2/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 87
Research Analyst Exam - Part II Regulations Module
Passed 7/10/2014
Series 55
Limited Representative-Equity Trader Exam
Passed 12/5/2006
Series 7
General Securities Representative Examination
Passed 11/7/2003
Series 25
NYSE Trading Assistant Examination
Passed 8/14/2002
Series 53
Municipal Securities Principal Examination
Passed 10/21/2008
Series 24
General Securities Principal Examination
Passed 11/26/2007
Series 14
Compliance Officer Examination
Passed 12/9/2003

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Penserra Wealth ManagementCurrent
5/20/2026 – Orinda, CA
Penserra Global Investors LLCCurrent
1/19/2018 – Orinda, CA
Penserra Capital Management LLCCurrent
1/4/2018 – Orinda, CA
Penserra Transition Management LLC
5/13/2016 – 12/31/2017Orinda, CA
Penserra Capital Management LLC
6/4/2015 – 12/31/2017Orinda, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Penserra Securities LLC
    Feb 2008 – no end date reportedNew York, NY
  2. Penserra Capital Management
    Aug 2011 – no end date reportedNew York, NY
  3. Penserra Transition Management
    Sep 2014 – no end date reportedNew York, NY

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Penserra Capital Management LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Orinda, CA

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anthony Nmn Castelli has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Anthony Nmn Castelli (Penserra Wealth Management)