Antonio Fernando Mariscal Romero
Investment Adviser Representative at Monex Asset Management, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Antonio Fernando Mariscal Romero is an investment adviser representative with Monex Asset Management, Inc. in Houston, TX, where they have been registered since 2017. They have worked in the securities industry since 2016 and have been registered with 3 firms, including Alpha Cubed Investments, LLC and Kanos Capital Management, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Texas.
Office
Advisors at this office: 14
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
2 states and territories
Florida, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Kanos Capital Management, LLCNov 2015 – Jun 2017Houston, TX
- Alpha Cubed Investments, LLCMar 2017 – Jun 2017Irvine, CA
- Monex Asset Management, Inc.Jun 2017 – no end date reportedHouston, TX
- Monex Securities, Inc.Aug 2018 – no end date reportedHouston, TX
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Monex Asset Management, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Firm account minimum
- $300,000 (waivable)
- From $0 to $100,0001.75%
- From $101,001 to $250,0001.65%
- From $250,001 to $500,0001.50%
- From $500,001 to $1,000,0001.25%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
International investment services
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 17
- Offices listed on AdvisorFinder:
- 3
- Main office:
- Houston, TX
- Founded:
- 1992
- SEC file number:
- 801-120366
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 10, 2026
View full firm profileOther advisors at Monex Asset Management, Inc.
Showing 12 of 17 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Antonio Fernando Mariscal Romero has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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