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Rodolfo Alejandro Ruiz Pares

Investment Adviser Representative at MONEX ASSET MANAGEMENT, INC.

Houston, TXCRD #5773378Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
3 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Rodolfo Alejandro Ruiz Pares has worked in the securities industry since 2010. They are registered to provide investment advisory services in California, Florida, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
CaliforniaFloridaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/1/2010
Series 52
Municipal Securities Representative Examination
Passed 9/25/2025
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 12/16/2010
Series 7
General Securities Representative Examination
Passed 4/5/2010
Series 53
Municipal Securities Principal Examination
Passed 11/28/2017
Series 24
General Securities Principal Examination
Passed 1/14/2016
Series 4
Registered Options Principal Examination
Passed 4/8/2013

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
From $0 to $100,0001.75%
From $101,001 to $250,0001.65%
From $250,001 to $500,0001.50%
From $500,001 to $1,000,0001.25%
From $1,000,001 and up1.05%
Account minimum: $300,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Monex Asset Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MONEX ASSET MANAGEMENT, INC.Current
6/16/2010Houston, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Rodolfo Alejandro Ruiz Pares has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Rodolfo Alejandro Ruiz Pares - Financial Advisor in Houston, TX | AdvisorFinder