AdFi
MA

MONEX ASSET MANAGEMENT, INC.

SEC Registered
HOUSTON, TXhttps://monexsec.com713-877-8234
Assets Under Management
$500M–$1B
Year Founded
1992
Employees
20
Office Locations
3 offices
Total Accounts
600

About the firm

Monex Securities was incorporated in January 1992 with the objective of satisfying thoroughly and efficiently the international investment needs of its customers. Its mission is to meet the needs of a select group of international investors.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthPension/Profit Sharing

Areas of expertise

International InvestmentsSecuritiesBroker-dealer

Services

International investment services

Who they serve

A select group of international investors

Client segmentClientsAssets managed
Individuals (Non-HNW)155$71M
High Net Worth Individuals351$261M

0 total clients reported on Form ADV.

Leadership

Monex Casa De Bolsa
SHAREHOLDER
Jesus Heiras
SHAREHOLDER, PRESIDENT, DESIGNATED OFFICER
Hector Lagos Donde
PRESIDENT/BOARD OF DIRECTORS
Monex Sab De Cv
SHAREHOLDER
Ruben Dario Contreras
CHIEF COMPLIANCE OFFICER

Office locations

3 offices in 2 states
TX
HOUSTONHQ
CA
SAN DIEGO
TX
SAN ANTONIO

Advisors at this firm

17 advisors in the directory

Regulatory & compliance

CRD number
#148123
SEC Number
801-120366
Disciplinary History
Yes
Fee Model & Minimums
Model: AUM / Flat Fee
Minimum: $300,000 (waivable)
Asset tierAnnual rate
From $0 to $100,0001.75%
From $101,001 to $250,0001.65%
From $250,001 to $500,0001.50%
From $500,001 to $1,000,0001.25%
From $1,000,001 and up1.05%

Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. MONEX ASSET MANAGEMENT, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

MONEX ASSET MANAGEMENT, INC. in HOUSTON, TX | AdvisorFinder