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Aspen Lynn West

Investment Adviser Representative at CALTON & ASSOCIATES, INC.

Phoenix, AZCRD #6681828Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Aspen Lynn West has worked in the securities industry since 2017. They are registered to provide investment advisory services in Arizona.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Arizona
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/6/2020
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/22/2016

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.026
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Calton & Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CALTON & ASSOCIATES, INC.Current
9/25/2025Phoenix, AZ
FOREFRONTCurrent
8/22/2024Phoenix, AZ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
5/11/20226/24/2024Scottsdale, AZ
VANGUARD ADVISERS, INC.
8/7/20204/20/2022Scottsdale, AZ
EDWARD JONES
11/14/201610/31/2017Cave Creek, AZ

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Aspen Lynn West has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Aspen Lynn West - Financial Advisor in Phoenix, AZ | AdvisorFinder