AdFi
BR

Bart Richard Bonga

Investment Adviser Representative at ROTHSCHILD INVESTMENT

Chicago, ILCRD #2798234Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
35 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Bart Richard Bonga has worked in the securities industry since 1996. They are registered to provide investment advisory services in 35 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 35 states
ArizonaArkansasCaliforniaColoradoConnecticutFloridaGeorgiaIllinoisIndianaIowaKansasKentuckyMaineMassachusettsMichiganMinnesotaMississippiMissouriNebraskaNevadaNew JerseyNew YorkNorth CarolinaOhioOklahomaOregonPennsylvaniaSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/30/2010
Series 63
Uniform Securities Agent State Law Examination
Passed 11/12/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/24/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Asset tierAnnual rate
First $3,000,0001.25%
Next $4,000,0001.00%
Next $8,000,0000.75%
Over $15,000,0000.50%
Source

Rothschild Investment Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ROTHSCHILD INVESTMENTCurrent
9/26/1996Chicago, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at ROTHSCHILD INVESTMENT

Showing 12 of 33 in the directory

View ROTHSCHILD INVESTMENT firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bart Richard Bonga has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Bart Richard Bonga - Financial Advisor in Chicago, IL | AdvisorFinder