AdFi
BJ

Brendan James Bogart

Investment Adviser Representative at AEGIS CAPITAL CORP.

West Milford, NJCRD #2107354Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
15 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 15 states
AlabamaCaliforniaColoradoFloridaGeorgiaIllinoisMarylandMichiganMinnesotaNew JerseyNew YorkNorth CarolinaSouth CarolinaTexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/28/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 12/18/1990
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/4/1990
Series 4
Registered Options Principal Examination
Passed 6/15/2000
Series 24
General Securities Principal Examination
Passed 5/25/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,000 (client pays transaction costs)2.50%
Next $750,000 (client pays transaction costs)2.25%
Over $1,000,000 (client pays transaction costs)2.00%
First $250,000 (adviser pays transaction costs)3.00%
Next $750,000 (adviser pays transaction costs)2.75%
Over $1,000,000 (adviser pays transaction costs)2.50%
Source

Aegis Capital Corp. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AEGIS CAPITAL CORP.Current
3/23/2010West Milford, NJ
GUNNALLEN FINANCIAL, INC
3/19/20043/29/2010Emerson, NJ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brendan James Bogart has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Brendan James Bogart - Financial Advisor in West Milford, NJ | AdvisorFinder