Brendan Michael Begley
Investment Adviser Representative at Northeast Planning Associates, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Brendan Michael Begley is an investment adviser representative in Enfield, CT, currently registered with Northeast Planning Associates, Inc. and LPL Financial LLC. They have worked in the securities industry since 1998 and were previously registered with Avantax Advisory Services. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Connecticut and Massachusetts.
Registrations & licenses
- Investment adviser:
- Connecticut, Massachusetts
- Broker:
13 states and territories
Alabama, Colorado, Connecticut, Florida, Georgia, Illinois, Maine, Massachusetts, New York, Pennsylvania, Rhode Island, South Carolina, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Begley & Associates, LLCJun 1986 – no end date reportedEnfield, CT
- Avantax Investment Services, Inc.Oct 1997 – Feb 2025Enfield, CT
- Director First National Bank of SuffieldAug 2016 – Dec 2018Suffeild, CT
- Avantax Insurance Agency, LLCJan 2018 – Feb 2025Enfield, CT
- Avantax Advisory Services, LLCApr 1999 – Feb 2025Enfield, CT
- Innovest Financial Services, Inc,Feb 1999 – Feb 2025Enfield, CT
- LPL Financial LLCFeb 2025 – no end date reportedEnfield, CT
- Northeast Planning Associates, Inc.Apr 2026 – no end date reportedEnfield, CT
- AB Wealth Advisors, LLCFeb 2025 – no end date reportedEnfield, CT
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Northeast Planning Associates, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Comprehensive financial planning and interdisciplinary consulting through a family office approach, including custom financial systems, tax strategy planning, legal perspective, and facilitation and administration of cohesive financial systems.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 71
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Bedford, NH
- SEC file number:
- 801-110475
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 8, 2026
View full firm profileOther advisors at Northeast Planning Associates, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brendan Michael Begley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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