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Henry Erving Cooley III

Investment Adviser Representative at NORTHEAST PLANNING ASSOCIATES, INC.

Madbury, NHCRD #2362722Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
13 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 13 states
CaliforniaFloridaGeorgiaMaineMassachusettsMinnesotaMissouriNew HampshireNew YorkOhioSouth CarolinaVermontWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/16/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 6/23/1993
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/29/1996
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/23/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Northeast Planning Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LPL FINANCIAL LLCCurrent
7/27/2007Madbury, NH
NORTHEAST PLANNING ASSOCIATES, INC.Current
7/22/2004Madbury, NH
MUTUAL SERVICE CORPORATION
11/19/20039/29/2004Portsmouth, NH
VERAVEST INVESTMENT ADVISORS, INC.
10/18/199611/13/2003Madbury, NH

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Henry Erving Cooley III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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