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MD

Michael David Woodman

Investment Adviser Representative at NORTHEAST PLANNING ASSOCIATES, INC.

Sudbury, MACRD #1941816Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
37 yrs
States Registered
21 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael David Woodman has worked in the securities industry since 1989. They are registered to provide investment advisory services in 21 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 21 states
ArizonaCaliforniaColoradoConnecticutFloridaIllinoisMaineMarylandMassachusettsNevadaNew HampshireNew JerseyNew MexicoNorth CarolinaOhioPennsylvaniaRhode IslandSouth CarolinaTexasVermontWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/21/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 6/14/1989
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/19/1999
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/20/1989
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 4/24/2000
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/25/2000
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 2/19/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Northeast Planning Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NORTHEAST PLANNING ASSOCIATES, INC.Current
6/16/2022Sudbury, MA
LPL FINANCIAL LLCCurrent
5/10/2022Sudbury, MA
KOVACK ADVISORS, INC.
3/13/20075/5/2022Sudbury, MA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael David Woodman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael David Woodman - Financial Advisor in Sudbury, MA | AdvisorFinder