Michael David Woodman
Investment Adviser Representative at Northeast Planning Associates, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Michael David Woodman is an investment adviser representative in Sudbury, MA, currently registered with Northeast Planning Associates, Inc. and LPL Financial LLC. They have worked in the securities industry since 1989 and were previously registered with Kovack Advisors, Inc. They have passed 8 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Florida, Massachusetts, and Texas.
Registrations & licenses
- Investment adviser:
- Florida, Massachusetts, Texas
- Broker:
21 states and territories
Arizona, California, Colorado, Connecticut, Florida, Illinois, Maine, Maryland, Massachusetts, Nevada, New Hampshire, New Jersey, New Mexico, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Texas, Vermont, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Kovack Securities, Inc.Feb 2007 – May 2022Fort Lauderdale, FL
- Kovack Advisors, Inc.Feb 2007 – May 2022Fort Lauderdale, FL
- LPL Financial, LLCMay 2022 – no end date reportedSudbury, MA
- Northeast Planning Associates, Inc.May 2022 – no end date reportedSudbury, MA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Northeast Planning Associates, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Comprehensive financial planning and interdisciplinary consulting through a family office approach, including custom financial systems, tax strategy planning, legal perspective, and facilitation and administration of cohesive financial systems.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 71
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Bedford, NH
- SEC file number:
- 801-110475
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 8, 2026
View full firm profileOther advisors at Northeast Planning Associates, Inc.
Showing 12 of 71 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael David Woodman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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