AdFi
MJ

Michael J Spears

Investment Adviser Representative at WESTPARK WEALTH ADVISORS, INC.

HOUSTON, TXCRD #4501523Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
1 states
Exams Passed
9

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/17/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 2/13/2002
Series 53
Municipal Securities Principal Examination
Passed 7/12/2005
Series 24
General Securities Principal Examination
Passed 6/7/2004
Series 52TO
Municipal Securities Representative Examination
Passed 1/2/2023
Series 79TO
Investment Banking Registered Representative Examination
Passed 1/2/2023
Series 99TO
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/15/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
AUM Fee Range0.00%
AUM Fee Range Max2.00%
Source

WESTPARK WEALTH Advisors, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CALTON & ASSOCIATES, INC.Current
11/13/2017Houston, TX
IMS SECURITIES, INC.
5/16/200212/28/2017HOUSTON, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael J Spears has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael J Spears - Financial Advisor in HOUSTON, TX | AdvisorFinder