Brett Alan Moldenhauer
Investment Adviser Representative at Moldenhauer & Associates
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Brett Alan Moldenhauer is an investment adviser representative in Orchard Park, NY, currently registered with Moldenhauer & Associates and Commonwealth Financial Network. They have worked in the securities industry since 2004 and have been registered with 4 firms, including Ameritas Investment Corp. and Carillon Investments, Inc. They have passed 4 industry qualification exams, including the Series 7 (general securities representative), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in New York and Texas.
Office
Advisors at this office: 10
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York, Texas
- Broker:
25 states and territories
Alabama, Arizona, California, Colorado, Connecticut, Florida, Georgia, Kentucky, Maryland, Massachusetts, Michigan, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Virginia, Washington, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Moldenhauer & AssociatesFeb 2004 – Sep 2026Orchard Park, NY
- Commonwealth Financial NetworkAug 2016 – Sep 2026Waltham, MA
- Moldenhauer & AssociatesSep 2025 – Sep 2026Orchard Park, NY
- Merit Financial AdvisorsSep 2026 – no end date reportedOrchard Park, NY
- Purshe Kaplan Sterling InvestmentsSep 2026 – no end date reportedAlbany, NY
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Moldenhauer & Associates
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $100,000 (waivable)
- $0-$999,9991.00%
- $1,000,000-$2,500,0000.85%
- $2,500,000 and over0.72%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Comprehensive wealth management including personalized spending strategies, tax-efficient distribution strategies, multigenerational wealth transfers, education plans for heirs, and asset management.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Orchard Park, NY
- Founded:
- 1974
- SEC file number:
- 801-134292
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of January 23, 2026
View full firm profileOther advisors at Moldenhauer & Associates
9 other advisors in the directory
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brett Alan Moldenhauer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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