Brian Norman
Investment Adviser Representative at Moldenhauer & Associates
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Brian Norman is an investment adviser representative in Orchard Park, NY, currently registered with Moldenhauer & Associates and Commonwealth Financial Network. They have worked in the securities industry since 2024. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York.
Office
Advisors at this office: 10
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
1 state or territory
New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Strategic FinancialSep 2019 – Oct 2023Buffalo, NY
- Pegula Sports and EntertainmentSep 2019 – Jun 2020Buffalo, NY
- Tops Friendly MarketsSep 2012 – Jan 2019East Aurora, NY
- MoogJun 2017 – Aug 2017Elma, NY
- RevsagencyJun 2018 – Aug 2018Buffalo, NY
- Connor Wealth ManagementOct 2023 – Feb 2024Lockport, NY
- St. John Fisher CollegeAug 2015 – May 2019Pittsford, NY
- UnemployedMay 2019 – Sep 2019East Aurora, NY
- Commonwealth Financial NetworkFeb 2024 – Sep 2026Waltham, MA
- Connor Wealth ManagementFeb 2024 – Mar 2025Lockport, NY
- Moldenhauer and AssociatesMay 2025 – Sep 2026Orchard Park, NY
- UnemployedMar 2025 – May 2025East Aurora, NY
- Merit Financial AdvisorsSep 2026 – no end date reportedOrchard Park, NY
- Purshe Kaplan Sterling InvestmentsSep 2026 – no end date reportedAlbany, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Moldenhauer & Associates
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $100,000 (waivable)
- $0-$999,9991.00%
- $1,000,000-$2,500,0000.85%
- $2,500,000 and over0.72%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Comprehensive wealth management including personalized spending strategies, tax-efficient distribution strategies, multigenerational wealth transfers, education plans for heirs, and asset management.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Orchard Park, NY
- Founded:
- 1974
- SEC file number:
- 801-134292
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of January 23, 2026
View full firm profileOther advisors at Moldenhauer & Associates
9 other advisors in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Norman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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