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Patrick Bryan O'Connell

Investment Adviser Representative at MOLDENHAUER & ASSOCIATES

Orchard Park, NYCRD #6568889Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
States Registered
3 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Patrick Bryan O'connell has worked in the securities industry since 2016. They are registered to provide investment advisory services in Florida, New York, and Virginia.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
FloridaNew YorkVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/24/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 2/10/2017
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/9/2016

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0-$999,9991.00%
$1,000,000-$2,500,0000.85%
$2,500,000 and over0.72%
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Moldenhauer & Associates Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MOLDENHAUER & ASSOCIATESCurrent
9/25/2025Orchard Park, NY
COMMONWEALTH FINANCIAL NETWORKCurrent
9/27/2021Orchard Park, NY
AMERITAS INVESTMENT CORP.
8/9/20168/15/2016Orchard Park, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View MOLDENHAUER & ASSOCIATES firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Patrick Bryan O'Connell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Patrick Bryan O'Connell - Financial Advisor in Orchard Park, NY | AdvisorFinder