AdFi
BA

Brian Anthony Buglino

Investment Adviser Representative at ESI FINANCIAL ADVISORS

Holbrook, NYCRD #1664641Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
13 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Brian Anthony Buglino has worked in the securities industry since 1995. They are registered to provide investment advisory services in 13 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 13 states
ArizonaCaliforniaFloridaIndianaMarylandMassachusettsNew JerseyNew YorkNorth CarolinaOhioSouth CarolinaTexasVirginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/13/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/20/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$1 to $1,000,0001.00%
$1,000,001 to $2,500,0000.75%
$2,500,001 to $4,999,9990.60%
$5,000,000 to $10,000,0000.50%
$10,000,001 or more0.35%
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

ESI Financial Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ESI FINANCIAL ADVISORSCurrent
6/22/2021Holbrook, NY
MML INVESTORS SERVICES, LLC
11/4/20141/24/2017Babylon, NY
PARK AVENUE SECURITIES LLC
5/7/201010/23/2014Melville, NY
MML INVESTORS SERVICES, INC.
12/18/20094/30/2010Sayville, NY
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C.
10/30/20069/22/2008Syosset, NY
OPUS TRADING FUND LLC
5/3/20068/3/2006Jericho, NY
SCHONFELD SECURITIES, LLC
2/14/20023/18/2004Jericho, NY
ELECTRONIC TRADING GROUP, LLC
5/31/200110/31/2001New York, NY
ANDREW GARRETT, INC.
1/7/20004/13/2000New York, NY
GRUNTAL & CO., L.L.C.
5/6/19991/24/2000New York, NY
GERARD KLAUER MATTISON & CO., INC.
3/27/19967/17/1997New York, NY
OPPENHEIMER & CO., INC.
9/26/19916/28/1995New York, NY
OSCAR GRUSS & SON, INCORPORATED
8/31/19892/5/1991New York, NY
SHIELDS CAPITAL CORPORATION
6/23/198710/4/1989New York, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Anthony Buglino has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.