Christopher John Roth
Investment Adviser Representative at ESI FINANCIAL ADVISORS
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Christopher John Roth has worked in the securities industry since 1988. They have passed the Series 63 and 7 examinations. They are registered to provide investment advisory services in New Jersey and New York.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| $1 to $1,000,000 | 1.00% |
| $1,000,001 to $2,500,000 | 0.75% |
| $2,500,001 to $4,999,999 | 0.60% |
| $5,000,000 to $10,000,000 | 0.50% |
| $10,000,001 or more | 0.35% |
Firm-stated minimum; may be waived at the firm's discretion.
ESI Financial Advisors Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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