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Brian James Cochran

Investment Adviser Representative at JOHN MOORE & ASSOCIATES INC

Albuquerque, NMCRD #5152084Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
2 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ArizonaNew Mexico
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/1/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 7/21/2014
Series 7
General Securities Representative Examination
Passed 8/22/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

JOHN Moore & Associates Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

JOHN MOORE & ASSOCIATES INCCurrent
7/21/2020 – Albuquerque, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
8/20/2013 – 10/19/2020Albuquerque, NM
THRIVENT INVESTMENT MANAGEMENT INC.
9/6/2006 – 8/21/2013Albuquerque, NM

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at JOHN MOORE & ASSOCIATES INC

4 other advisors in the directory

Gary Andrew Ferguson
Investment Adviser Representative
Dual-registered
Greg Alan Hartenbower
Investment Adviser Representative
Dual-registered
Cole Vance Leonida
Investment Adviser Representative
Dual-registered
John William Onesti
Investment Adviser Representative
Dual-registered
View JOHN MOORE & ASSOCIATES INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian James Cochran has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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