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John William Onesti

Investment Adviser Representative at JOHN MOORE & ASSOCIATES INC

Albuquerque, NMCRD #4288152Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
1 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New Mexico
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 7/25/2016
Series 66
Uniform Combined State Law Examination
Passed 6/17/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/28/2016
Series 24
General Securities Principal Examination
Passed 11/15/2004
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 5/7/2004
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 4/2/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

JOHN Moore & Associates Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

JOHN MOORE & ASSOCIATES INCCurrent
3/5/2024 – Albuquerque, NM
THE MUTUAL FUND STORE
10/27/2008 – 1/20/2011Albuquerque, NM
ONESTI INVESTMENT ADVISORS
4/5/2005 – 10/27/2008Albuquerque, NM
TD WATERHOUSE INVESTOR SERVICES, INC.
6/27/2003 – 3/29/2005Albuquerque, NM

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at JOHN MOORE & ASSOCIATES INC

4 other advisors in the directory

Brian James Cochran
Investment Adviser Representative
Dual-registered
Gary Andrew Ferguson
Investment Adviser Representative
Dual-registered
Greg Alan Hartenbower
Investment Adviser Representative
Dual-registered
Cole Vance Leonida
Investment Adviser Representative
Dual-registered
View JOHN MOORE & ASSOCIATES INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John William Onesti has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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