AdFi
BJ

Bryan James Clifton

Investment Adviser Representative at ESI FINANCIAL ADVISORS

Cincinnati, OHCRD #4880344Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
7 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
ArkansasFloridaIndianaKentuckyOhioTexasWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/24/2005
Series 82
Limited Representative-Private Securities Offerings
Passed 5/23/2025
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/4/2005
Series 53
Municipal Securities Principal Examination
Passed 3/28/2009
Series 24
General Securities Principal Examination
Passed 12/18/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$1 to $1,000,0001.00%
$1,000,001 to $2,500,0000.75%
$2,500,001 to $4,999,9990.60%
$5,000,000 to $10,000,0000.50%
$10,000,001 or more0.35%
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

ESI Financial Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ESI FINANCIAL ADVISORSCurrent
5/29/2025Cincinnati, OH
MWA FINANCIAL SERVICES, INC.
7/29/20225/1/2025Cincinnati, OH
ONEAMERICA SECURITIES, INC.
3/18/20196/21/2022Cincinnati, OH
SAGEPOINT FINANCIAL, INC.
1/5/20159/10/2015Little Rock, AR
INVESTMENT ADVISORS
7/12/201112/11/2013Little Rock, AR
METLIFE SECURITIES INC.
5/5/20086/9/2011Little Rock, AR
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
12/2/20052/5/2008Hot Springs, AR
UBS FINANCIAL SERVICES INC.
1/25/200512/20/2005Little Rock, AR

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at ESI FINANCIAL ADVISORS

Showing 12 of 542 in the directory

View ESI FINANCIAL ADVISORS firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bryan James Clifton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Bryan James Clifton - Financial Advisor in Cincinnati, OH | AdvisorFinder