AdFi
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Carlos Edward Barbosa

Investment Adviser Representative at HORIZON INVESTMENTS LLC

Barrington, RICRD #4489840Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
3 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
MassachusettsNorth CarolinaRhode Island
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/1/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 2/26/2002
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/18/2005
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/13/2002
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 9/23/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Horizon Investments LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

QUASAR DISTRIBUTORS, LLCCurrent
1/4/2016Barrington, RI
HORIZON INVESTMENTS LLCCurrent
2/20/2015Guilford, CT
FIRST TRUST ADVISORS LP
6/5/201212/3/2014Wheaton, IL

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Carlos Edward Barbosa has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Carlos Edward Barbosa - Financial Advisor in Barrington, RI | AdvisorFinder