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JM

John Marc Pifer

Investment Adviser Representative at HORIZON INVESTMENTS LLC

Charlotte, NCCRD #4275797Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
5 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 5 states
AlabamaFloridaMississippiNorth CarolinaPuerto Rico
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/7/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 8/13/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/17/2017
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/14/2005
Series 55
Limited Representative-Equity Trader Exam
Passed 2/15/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Horizon Investments LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HORIZON INVESTMENTS LLCCurrent
7/10/2017Charlotte, NC
QUASAR DISTRIBUTORS, LLCCurrent
5/17/2017Monroe, NC
GLOBAL ATLANTIC DISTRIBUTORS, LLC
2/18/201412/21/2016Berwyn, PA
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
8/6/200712/21/2012Dresher, PA
AMERICAN SKANDIA MARKETING, INC.
1/17/200512/31/2005Shelton, CT
SUSQUEHANNA CAPITAL GROUP
1/19/200111/20/2001Bala Cynwyd, PA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Marc Pifer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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