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Cary Lee Beach

Investment Adviser Representative at FIRST CITIZENS ASSET MANAGEMENT, INC

Canal Winchester, OHCRD #4445764Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
1 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Ohio
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/25/2003
Series 63
Uniform Securities Agent State Law Examination
Passed 11/30/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/12/2001
Series 14
Compliance Officer Examination
Passed 1/2/2023
Series 24
General Securities Principal Examination
Passed 1/25/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

First Citizens Asset Management, Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FIRST CITIZENS INVESTOR SERVICES, INC.Current
10/2/2025Canal Winchester, OH
FIRST CITIZENS ASSET MANAGEMENT, INCCurrent
10/2/2025Canal Winchester, OH
SVB WEALTHCurrent
10/2/2025Canal Winchester, OH
HUNTINGTON FINANCIAL ADVISORS
10/4/20139/22/2025Columbus, OH
FRAGASSO FINANCIAL ADVISORS
9/3/20129/19/2013Pittsburgh, PA
LPL FINANCIAL LLC
3/16/20127/10/2013Charlotte, NC
PNC INVESTMENTS
2/17/20052/2/2012Pittsburgh, PA
CCO INVESTMENT SERVICES CORP.
8/26/20032/17/2005Plymouth Meeting, PA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Cary Lee Beach has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Cary Lee Beach - Financial Advisor in Canal Winchester, OH | AdvisorFinder