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Catherine Paddock Crain

Investment Adviser Representative at FAYEZ SAROFIM & CO.

CRD #1987390Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
1 states
Exams Passed
1

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Catherine Paddock Crain has worked in the securities industry since 1997. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Texas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/3/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Large Cap/Concentrated/Equity Income/Balanced Equity - First0.75%
Large Cap/Concentrated/Equity Income/Balanced Equity - Next0.50%
Large Cap/Concentrated/Equity Income/Balanced Equity - Next0.40%
Large Cap/Concentrated/Equity Income/Balanced Equity - Next0.35%
Large Cap/Concentrated/Equity Income/Balanced Equity - Over0.20%
Global/International Equity - First0.60%
Global/International Equity - Next0.40%
Global/International Equity - Over0.30%
Fixed Income0.20%
Cash (currently waived)0.20%
Account minimum: $5,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Fayez Sarofim & Co. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SAROFIM TRUST COCurrent
4/15/2010
SAROFIM INTERNATIONAL MANAGEMENT COCurrent
4/15/2010
FAYEZ SAROFIM & CO.Current
6/27/1997Houston, TX
SAROFIM ADVISORS GROUP INC
4/15/20103/26/2014Houston, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Catherine Paddock Crain has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Catherine Paddock Crain - Financial Advisor | AdvisorFinder