AdFi
DT

David T Searls III

Investment Adviser Representative at FAYEZ SAROFIM & CO.

Houston, TXCRD #4635863Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

David T. Searls has worked in the securities industry since 2010. They have passed the Series 66, 7, and 3 examinations. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/23/2009
Series 3
National Commodity Futures Examination
Passed 10/12/2009
Series 7
General Securities Representative Examination
Passed 3/31/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Large Cap/Concentrated/Equity Income/Balanced Equity - First0.75%
Large Cap/Concentrated/Equity Income/Balanced Equity - Next0.50%
Large Cap/Concentrated/Equity Income/Balanced Equity - Next0.40%
Large Cap/Concentrated/Equity Income/Balanced Equity - Next0.35%
Large Cap/Concentrated/Equity Income/Balanced Equity - Over0.20%
Global/International Equity - First0.60%
Global/International Equity - Next0.40%
Global/International Equity - Over0.30%
Fixed Income0.20%
Cash (currently waived)0.20%
Account minimum: $5,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Fayez Sarofim & Co. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FAYEZ SAROFIM & CO.Current
9/18/2012Houston, TX
SAROFIM TRUST COCurrent
9/18/2012Houston, TX
SAROFIM INTERNATIONAL MANAGEMENT COCurrent
9/18/2012Houston, TX
SAROFIM ADVISORS GROUP INC
9/18/20123/26/2014Houston, TX
CREDIT SUISSE SECURITIES (USA) LLC
9/15/20109/10/2012Houston, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at FAYEZ SAROFIM & CO.

Showing 12 of 16 in the directory

View FAYEZ SAROFIM & CO. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David T Searls III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched