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Samuel Edward Cody Dick

Investment Adviser Representative at FAYEZ SAROFIM & CO.

Houston, TXCRD #4612694Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
1 states
Exams Passed
2

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Samuel Edward Cody Dick has worked in the securities industry since 2010. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 1/13/2003
Series 7
General Securities Representative Examination
Passed 1/10/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Large Cap/Concentrated/Equity Income/Balanced Equity - First0.75%
Large Cap/Concentrated/Equity Income/Balanced Equity - Next0.50%
Large Cap/Concentrated/Equity Income/Balanced Equity - Next0.40%
Large Cap/Concentrated/Equity Income/Balanced Equity - Next0.35%
Large Cap/Concentrated/Equity Income/Balanced Equity - Over0.20%
Global/International Equity - First0.60%
Global/International Equity - Next0.40%
Global/International Equity - Over0.30%
Fixed Income0.20%
Cash (currently waived)0.20%
Account minimum: $5,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Fayez Sarofim & Co. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FAYEZ SAROFIM & CO.Current
6/15/2010Houston, TX
SAROFIM TRUST COCurrent
6/15/2010Houston, TX
SAROFIM INTERNATIONAL MANAGEMENT COCurrent
6/15/2010Houston, TX
SAROFIM ADVISORS GROUP INC
6/15/20103/26/2014Houston, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Samuel Edward Cody Dick has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Samuel Edward Cody Dick - Financial Advisor in Houston, TX | AdvisorFinder