AdFi
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Charles Falconer McCallum III

Investment Adviser Representative at FIRST CITIZENS ASSET MANAGEMENT, INC

Raleigh, NCCRD #2697260Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
1 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
North Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/21/1997
Series 63
Uniform Securities Agent State Law Examination
Passed 2/20/1996
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/19/1997
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/12/1996
Series 27
Financial and Operations Principal Examination
Passed 8/29/2018
Series 24
General Securities Principal Examination
Passed 4/2/2013

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

First Citizens Asset Management, Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FIRST CITIZENS ASSET MANAGEMENT, INCCurrent
8/13/2025Raleigh, NC
SVB WEALTHCurrent
8/13/2025Raleigh, NC
FIRST CITIZENS INVESTOR SERVICES, INC.Current
4/20/2023Raleigh, NC
FIRST CITIZENS INVESTOR SERVICES, INC.
4/14/20234/18/2023Raleigh, NC
TRUIST ADVISORY SERVICES, INC.
9/14/20161/31/2023Atlanta, GA
BB&T SECURITIES, LLC
12/10/20193/10/2021Richmond, VA
SUNTRUST INVESTMENT SERVICES, INC.
6/11/201012/31/2016Atlanta, GA
SUNTRUST INVESTMENT SERVICES, INC.
1/6/20036/30/2008Nashville, TN

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Charles Falconer McCallum III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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