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Christine Anne Pavel

Investment Adviser Representative at Keating Financial Advisory Services

Chicago, ILCRD #2259635Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christine Anne Pavel is an investment adviser representative with Keating Financial Advisory Services in Chicago, IL, where they have been registered since 2019. They have worked in the securities industry since 2009 and have been registered with 5 firms, including Raymond James Financial Services Advisors, Inc and Alera Investment Advisors, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Illinois and Kansas.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Illinois, Kansas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/19/2013
Series 65
Uniform Investment Adviser Law Examination
Passed 9/7/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/4/2013

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Keating Financial Advisory ServicesCurrent
4/17/2019 – Chicago, IL
Raymond James Financial Services Advisors, Inc
3/18/2019 – 7/1/2025Chicago, IL
Alera Investment Advisors, LLC
11/2/2017 – 3/5/2019Deerfield, IL
Securian Financial Services, Inc.
7/2/2013 – 11/2/2017Downers Grove, IL
Trinity Financial Advisors LLC
9/16/2001 – 12/31/2003Chicago, IL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Minnesota LIFE INS Co.
    May 2013 – Nov 2017St Paul, MN
  2. Securian Financial Services, Inc.
    Jun 2013 – Nov 2017St Paul, MN
  3. GCG Financial
    May 2013 – Mar 2019Bannockburn, IL
  4. Triad Advisors, Inc.
    Nov 2017 – Mar 2019Norcross, GA
  5. Alera Investment Advisors, LLC
    Nov 2017 – Mar 2019Deerfield, IL
  6. Raymond James Financial Services, Inc.
    Mar 2019 – Jul 2025Chicago, IL
  7. Raymond James Financial Services Advisors, Inc.
    Mar 2019 – Jul 2025Chicago, IL
  8. Keating Financial Advisory Services
    Mar 2019 – no end date reportedChicago, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Keating Financial Advisory Services

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Comprehensive financial planning, investment management, wealth preservation, personalized investment strategies, retirement planning, tax efficiency optimization, estate planning, and legacy preservation. Also offers resources including the 401(k) Coffee Break Podcast, educational videos, and financial planning content.

Investment ManagementEstate PlanningWealth Management
Firm areas of expertise
Financial PlanningInvestment ManagementWealth PreservationRetirement PlanningBusiness Owner PlanningTax EfficiencyEstate PlanningLegacy PlanningRisk Management

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsCorporationsOther

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
30
Offices listed on AdvisorFinder:
5
Main office:
Manhattan, KS
SEC file number:
801-126770

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 31, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christine Anne Pavel has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Christine Anne Pavel (Keating Financial Advisory Services)