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Dinah Frances Bird-Westerfield

Investment Adviser Representative at KEATING FINANCIAL ADVISORY SERVICES

Foster, KYCRD #2131274Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
1 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Kentucky
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 8/4/1997
Series 65
Uniform Investment Adviser Law Examination
Passed 2/27/1991
SIE
Securities Industry Essentials Examination
Passed 8/25/2015
Series 7
General Securities Representative Examination
Passed 3/9/2000
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/29/1997
Series 2
Non-Member General Securities Examination
Passed 7/29/1991
Series 24
General Securities Principal Examination
Passed 6/7/2000
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 3/5/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Keating Financial Advisory Services Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

KEATING FINANCIAL ADVISORY SERVICESCurrent
5/23/2025Foster, KY
9258 WEALTH MANAGEMENT, LLC
3/8/202412/2/2024Blue Ash, OH
CETERA ADVISORS LLC
6/19/20138/25/2015Cincinnati, OH
SYMETRA INVESTMENT SERVICES, INC.
5/24/201212/3/2012Bellevue, WA
OJM GROUP
6/6/20113/27/2012Cincinnati, OH
OAK RIVER INVESTMENT ADVISORS
11/12/200912/2/2011Fort Mitchell, KY
SEI INVESTMENTS MANAGEMENT CORP
5/19/20082/24/2009Oaks, PA
BARCLAYS GLOBAL FUND ADVISORS
5/15/20004/25/2007San Francisco, CA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dinah Frances Bird-Westerfield has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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