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Christopher John Chaffon

Investment Adviser Representative at NOVA FINANCIAL SERVICES

Tucson, AZCRD #5636198Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Arizona
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/13/2009
SIE
Securities Industry Essentials Examination
Passed 6/24/2015
Series 31
Futures Managed Funds Examination
Passed 9/17/2009
Series 7
General Securities Representative Examination
Passed 5/7/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $500,0002.50%
$500,001 to $2,000,0002.25%
$2,000,001 to $5,000,0002.00%
$5,000,001 to $10,000,0001.75%
Over $10,000,000
Source

NOVA Financial Services Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NOVA FINANCIAL SERVICESCurrent
6/26/2015Tucson, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
6/29/20126/24/2015Tucson, AZ
MORGAN STANLEY SMITH BARNEY LLC
9/2/20097/30/2012Tucson, AZ

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at NOVA FINANCIAL SERVICES

8 other advisors in the directory

View NOVA FINANCIAL SERVICES firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher John Chaffon has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Christopher John Chaffon - Financial Advisor in Tucson, AZ | AdvisorFinder