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Thomas Michael Fischer

Investment Adviser Representative at NOVA FINANCIAL SERVICES

Scottsdale, AZCRD #2613534Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
2 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ArizonaCalifornia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/22/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 5/15/1995
SIE
Securities Industry Essentials Examination
Passed 5/1/2018
Series 7
General Securities Representative Examination
Passed 11/23/2010
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/9/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $500,0002.50%
$500,001 to $2,000,0002.25%
$2,000,001 to $5,000,0002.00%
$5,000,001 to $10,000,0001.75%
Over $10,000,000
Source

NOVA Financial Services Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NOVA FINANCIAL SERVICESCurrent
1/3/2011Scottsdale, AZ
LINCOLN FINANCIAL ADVISORS CORPORATION
1/19/201012/7/2010Scottsdale, AZ

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at NOVA FINANCIAL SERVICES

8 other advisors in the directory

View NOVA FINANCIAL SERVICES firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Michael Fischer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Thomas Michael Fischer - Financial Advisor in Scottsdale, AZ | AdvisorFinder