Thomas Michael Fischer
Investment Adviser Representative at NOVA Financial Services
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Thomas Michael Fischer is an investment adviser representative with NOVA Financial Services in Scottsdale, AZ, where they have been registered since 2011. They have worked in the securities industry since 1995 and were previously registered with Lincoln Financial Advisors Corporation. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Arizona and California.
Registrations & licenses
- Investment adviser:
- Arizona, California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Mutual Securities IncNov 2010 – May 2017Tucson, AZ
- NOVA Financial LLCDec 2010 – no end date reportedTucson, AZ
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About NOVA Financial Services
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- $0 to $500,0002.50%
- $500,001 to $2,000,0002.25%
- $2,000,001 to $5,000,0002.00%
- $5,000,001 to $10,000,0001.75%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Comprehensive financial planning including custom financial plan design and implementation, asset allocation, tax efficiency analysis, retirement income planning, college funding, home purchase planning, transparent financial plan management and reports, consistent detailed reviews and follow-up, and best-in-class customer service.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 9
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Tucson, AZ
- SEC file number:
- 801-79612
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 29, 2026
View full firm profileOther advisors at NOVA Financial Services
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Michael Fischer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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