AdFi
JR

Jacob Ray Kagele

Investment Adviser Representative at NOVA FINANCIAL SERVICES

Tucson, AZCRD #4606475Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
4 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
ArizonaCaliforniaIllinoisWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/13/2003
SIE
Securities Industry Essentials Examination
Passed 11/7/2017
Series 31
Futures Managed Funds Examination
Passed 9/10/2007
Series 7
General Securities Representative Examination
Passed 1/29/2003
Series 24
General Securities Principal Examination
Passed 10/26/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $500,0002.50%
$500,001 to $2,000,0002.25%
$2,000,001 to $5,000,0002.00%
$5,000,001 to $10,000,0001.75%
Over $10,000,000
Source

NOVA Financial Services Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NOVA FINANCIAL SERVICESCurrent
5/18/2009Tucson, AZ
MUTUAL ADVISORS, LLC
7/1/20135/1/2017Tucson, AZ
MUTUAL SECURITIES, INC.
5/26/20097/19/2013Tucson, AZ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
9/8/20055/19/2009Oro Valley, AZ
MERRILL LYNCH PIERCE FENNER & SMITH INC.
2/18/20038/24/2005Tucson, AZ

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at NOVA FINANCIAL SERVICES

8 other advisors in the directory

View NOVA FINANCIAL SERVICES firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jacob Ray Kagele has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Jacob Ray Kagele - Financial Advisor in Tucson, AZ | AdvisorFinder