AdFi
MJ

Michael J Chiarella

Investment Adviser Representative at ESI FINANCIAL ADVISORS

New York, NYCRD #5934656Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
10 states
Exams Passed
10

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael J. Chiarella has worked in the securities industry since 2011. They are registered to provide investment advisory services in 10 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
CaliforniaConnecticutFloridaMassachusettsNew JerseyNew YorkNorth CarolinaTexasVermontVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/15/2015
Series 63
Uniform Securities Agent State Law Examination
Passed 7/1/2011
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 52
Municipal Securities Representative Examination
Passed 8/21/2020
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/20/2015
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/24/2011
Series 53
Municipal Securities Principal Examination
Passed 1/9/2023
Series 4
Registered Options Principal Examination
Passed 11/23/2021
Series 24
General Securities Principal Examination
Passed 7/26/2017

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$1 to $1,000,0001.00%
$1,000,001 to $2,500,0000.75%
$2,500,001 to $4,999,9990.60%
$5,000,000 to $10,000,0000.50%
$10,000,001 or more0.35%
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

ESI Financial Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ESI FINANCIAL ADVISORSCurrent
6/21/2019New York, NY
CITY NATIONAL ROCHDALE
6/1/20185/21/2019New York, NY
EAGLE STRATEGIES LLC
6/18/20156/12/2018New York, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael J Chiarella has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael J Chiarella - Financial Advisor in New York, NY | AdvisorFinder