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Neel K. Tiku

Investment Adviser Representative at PEAK FINANCIAL MANAGEMENT INC

Wellesley, MACRD #6031243Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
2 states
Exams Passed
1

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Neel K. Tiku has worked in the securities industry since 2012. They have passed the Series 65 examination. They are registered to provide investment advisory services in Massachusetts and Texas.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
MassachusettsTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/21/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$1,000,000 and Under0.95%
$1,000,001 to $3,000,0000.85%
$3,000,001 and Over0.75%
Source

PEAK Financial Management Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PEAK FINANCIAL MANAGEMENT INCCurrent
5/21/2012Wellesley, MA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at PEAK FINANCIAL MANAGEMENT INC

6 other advisors in the directory

View PEAK FINANCIAL MANAGEMENT INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Neel K. Tiku has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Neel K. Tiku - Financial Advisor in Wellesley, MA | AdvisorFinder