PEAK FINANCIAL MANAGEMENT INC
SEC RegisteredWe see the difference.
About the firm
Peak Financial Management is a wealth management firm that applies decades of experience, powerful technologies, and relentless research to answer clients' most important financial questions. The firm takes a holistic approach that encompasses both financial planning and investment management, ensuring cash flow, retirement, tax, and estate plans dovetail seamlessly with investment account management.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Wealth management encompassing financial planning and investment management, including cash flow planning, retirement planning, tax planning, estate planning, and investment management. The firm also maintains a network of specialized resources in estate planning, accounting, and risk management.
Who they serve
Individuals with unique personal, family, career, and financial situations seeking customized wealth management plans.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 192 | $67M |
| High Net Worth Individuals | 161 | $462M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
7 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $1,000,000 and Under | 0.95% |
| $1,000,001 to $3,000,000 | 0.85% |
| $3,000,001 and Over | 0.75% |
Data as of April 14, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. PEAK FINANCIAL MANAGEMENT INC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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