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Phillip Wayne Olney

Investment Adviser Representative at REGAL INVESTMENT ADVISORS LLC

Ventura, CACRD #5519378Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Phillip Wayne Olney has worked in the securities industry since 2008. They are registered to provide investment advisory services in Arizona and California.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
ArizonaCalifornia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/10/2011
Series 63
Uniform Securities Agent State Law Examination
Passed 6/26/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/9/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Regal Investment Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

REGAL INVESTMENT ADVISORS LLCCurrent
3/8/2019Ventura, CA
WOODBURY FINANCIAL SERVICES, INC.
3/1/20193/8/2019Chatsworth, CA
QUESTAR ASSET MANAGEMENT, INC.
2/23/20173/1/2019Chatsworth, CA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)
8/29/20113/15/2017Woodland Hills, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Phillip Wayne Olney has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Phillip Wayne Olney - Financial Advisor in Ventura, CA | AdvisorFinder