Chun Yong Liu
Investment Adviser Representative at Kovack Advisors, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Chun Yong Liu is an investment adviser representative with Kovack Advisors, Inc. in City of Industry, CA, where they have been registered since 2025. They have worked in the securities industry since 2020 and were previously registered with Ameriprise Financial Services, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California and Texas.
Registrations & licenses
- Investment adviser:
- California, Texas
- Broker:
5 states and territories
California, Maryland, Texas, Virginia, West Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Ameriprise Financial Services IncJun 2020 – Jun 2020Los Angeles, CA
- Wayal Health Sciences and Andorra Life LLCFeb 2017 – Mar 2020City of Industry, CA
- Radio Free AsiaDec 1999 – Jan 2017Washington, DC, DC
- Ameriprise Financial Services, LLCMar 2020 – Mar 2020Los Angeles, CA
- Ameriprise Financial Services, LLC.Jun 2020 – Dec 2024Los Angeles, CA
- Kovack Securities, Inc.Jan 2025 – no end date reportedFort Lauderdale, FL
- Kovack Advisors, Inc.Jan 2025 – no end date reportedFort Lauderdale, FL
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Kovack Advisors, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Firm account minimum
- $10,000 (waivable)
- Estimated blended rate
- 0.029
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Fee-based accounts and programs (CHOICE Programs), third-party money management programs including asset allocation firms and individual money managers, and assistance in reviewing and evaluating these programs with objectivity and without preference or bias for any product or sponsor.
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 257
- Offices listed on AdvisorFinder:
- 24
- Main office:
- Ft. Lauderdale, FL
- SEC file number:
- 801-63048
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of April 27, 2026
View full firm profileOther advisors at Kovack Advisors, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Chun Yong Liu has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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