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Stephen Douglas Norton

Investment Adviser Representative at COPPELL ADVISORY SOLUTIONS LLC

Belmont, NCCRD #4015905Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
North Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/21/2003
Series 63
Uniform Securities Agent State Law Examination
Passed 10/15/1999
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/8/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $500,0002.00%
Next $500,0001.75%
Next $1,500,0001.50%
Over $2,500,000
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Coppell Advisory Solutions LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

COPPELL ADVISORY SOLUTIONS LLCCurrent
3/25/2026Belmont, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
12/8/20253/18/2026Kings Mountain, NC
DEMPSEY LORD SMITH, LLC
7/22/201912/8/2025Kings Mountain, NC
KALOS MANAGEMENT
7/5/20167/22/2019King's Mountain, NC
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
5/25/20127/6/2016Kings Mountain, NC
AEGIS CAPITAL, LLC
1/27/20093/27/2012Mount Pleasant, SC
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
6/16/20098/20/2009Miami, FL
AEGIS CAPITAL, LLC
10/4/200612/31/2008Charlotte, NC
AIG FINANCIAL ADVISORS, INC.
10/31/20057/12/2006Matthews, NC
SUNAMERICA SECURITIES, INC.
2/1/200510/31/2005Matthews, NC
CENTERMARK ADVISORY SERVICES, INC
8/12/20042/1/2005Cornelius, NC
WOODBURY FINANCIAL SERVICES, INC.
6/27/20038/4/2003Charlotte, NC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Douglas Norton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Stephen Douglas Norton - Financial Advisor in Belmont, NC | AdvisorFinder