Stephen Douglas Norton
Investment Adviser Representative at Coppell Advisory Solutions LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Stephen Douglas Norton is an investment adviser representative with Coppell Advisory Solutions LLC in Belmont, NC, where they have been registered since 2026. They have worked in the securities industry since 1999 and have been registered with 10 firms, including Cambridge Investment Research Advisors, Inc. and Dempsey LORD Smith, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in North Carolina.
Office
Advisors at this office: 11
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Centermark Capital Management, LLCJul 2006 – Jul 2019Cornelius, NC
- Kalos CapitalJul 2016 – Jul 2019Alpharetta, GA
- Kalos ManagementJul 2016 – Jul 2019Alpharetta, GA
- Dempsey LORD Smith, LLCJul 2019 – Nov 2025Rome, GA
- Cambridge Investment Research, Inc.Nov 2025 – Mar 2026Fairfield, IA
- Dempsey Lord Smith, LLCJul 2019 – Dec 2025Rome, GA
- Cambridge Investment Research Advisors, Inc.Nov 2025 – Mar 2026Fairfield, IA
- Coppell Advisory SolutionsMar 2026 – no end date reportedCoppell, TX
- Belmont Capital AdvisorsMar 2026 – no end date reportedBelmont, NC
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Coppell Advisory Solutions LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $5,000 (waivable)
- First $500,0002.00%
- Next $500,0001.75%
- Next $1,500,0001.50%
- Over $2,500,000—
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Simplified technology, asset management, and ops support for financial advisors, including streamlined account opening, multi-custodial capabilities, transparent pricing and payouts, portfolio solutions with proprietary models and alternative investments, investment research and consulting, ongoing education and training, and succession/sale facilitation.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 85
- Offices listed on AdvisorFinder:
- 20
- Main office:
- Dallas, TX
- SEC file number:
- 801-72171
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 25, 2026
View full firm profileOther advisors at Coppell Advisory Solutions LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Douglas Norton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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