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Crystal Roger

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Paramus, NJCRD #5218300Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
16 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 16 states
CaliforniaColoradoConnecticutFloridaIndianaMarylandMichiganNew HampshireNew JerseyNew YorkOhioPennsylvaniaTennesseeTexasVermontVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/13/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 1/8/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 12/29/2006
Series 7
General Securities Representative Examination
Passed 11/7/2006
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 8/30/2019
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 10/19/2018

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
3/7/2024Paramus, NJ
RBC CAPITAL MARKETS, LLCCurrent
3/7/2024Lodi, NJ
UBS FINANCIAL SERVICES INC.
5/11/20173/22/2024Paramus, NJ
WELLS FARGO CLEARING SERVICES, LLC
6/16/20115/8/2017Wayne, NJ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Crystal Roger has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Crystal Roger - Financial Advisor in Paramus, NJ | AdvisorFinder