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Damian Jude Dering

Investment Adviser Representative at CONCORDE ASSET MANAGEMENT, LLC

El Segundo, CACRD #2854253Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
16 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Damian Jude Dering has worked in the securities industry since 1997. They have passed the Series 66, 63, 24, and 7 examinations. They are registered to provide investment advisory services in 16 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 16 states
ArizonaCaliforniaColoradoFloridaIdahoMassachusettsNevadaNew MexicoNorth CarolinaOklahomaOregonPennsylvaniaTexasWashingtonWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/29/2003
Series 63
Uniform Securities Agent State Law Examination
Passed 3/11/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/4/1997
Series 24
General Securities Principal Examination
Passed 6/20/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Concorde Asset Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CONCORDE ASSET MANAGEMENT, LLCCurrent
9/4/2014El Segundo, CA
CONCORDE INVESTMENT SERVICES, LLCCurrent
9/4/2014El Segundo, CA
INDEPENDENT FINANCIAL GROUP, LLC
1/7/20099/4/2014Los Angeles, CA
EPLANNING ADVISORS INC
11/2/200712/22/2008Roseville, CA
LINSCO/PRIVATE LEDGER CORP.
7/19/200411/20/2007Henderson, NV
THE HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS
7/30/200311/2/2004Los Angelos, CA
SUNAMERICA SECURITIES, INC.
1/9/20037/23/2004Torrance, CA
AMERICAN EXPRESS FINANCIAL ADVISORS, INC.
12/15/19971/27/2003Los Angeles, CA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Damian Jude Dering has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Damian Jude Dering - Financial Advisor in El Segundo, CA | AdvisorFinder