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Michael Christopher Ludwin

Investment Adviser Representative at OSAIC INSTITUTIONS, INC.

Meriden, CTCRD #2426244Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
16 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 16 states
CaliforniaConnecticutFloridaIndianaMaineMassachusettsMichiganMinnesotaMississippiNew HampshireNew YorkPennsylvaniaRhode IslandTexasVermontWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/19/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/26/2000
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/4/1994
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 5/20/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Institutions, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC INSTITUTIONS, INC.Current
12/3/2013Meriden, CT
HARVEST CAPITAL ADVISORS, LLC
7/9/201011/20/2013Avon, CT
UVEST FINANCIAL SERVICES GROUP, INC.
2/13/20077/8/2010Milford, CT
LPL FINANCIAL CORPORATION
12/20/20074/29/2010Milford, CT
WEBSTER INVESTMENT SERVICES, INC
1/29/20012/13/2007Milford, CT

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Christopher Ludwin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael Christopher Ludwin - Financial Advisor in Meriden, CT | AdvisorFinder