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David Bower Stevenson

Investment Adviser Representative at OAKWOOD CAPITAL, INC.

Edina, MNCRD #1087620Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
43 yrs
States Registered
6 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

David Bower Stevenson has worked in the securities industry since 1983. They are registered to provide investment advisory services in Arizona, Colorado, Florida, Iowa, Minnesota, and Wisconsin.

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
ArizonaColoradoFloridaIowaMinnesotaWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/23/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 1/28/1983
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 5
Interest Rate Options Examination
Passed 6/30/1983
Series 3
National Commodity Futures Examination
Passed 3/15/1983
Series 15
Foreign Currency Options Examination
Passed 3/7/1983
Series 7
General Securities Representative Examination
Passed 1/15/1983

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Oakwood Capital, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OAKWOOD CAPITAL SECURITIES, INC.Current
3/19/2024Edina, MN
OAKWOOD CAPITAL, INC.Current
7/24/2012Edina, MN
GARDNER ADVISORS INC.
7/24/201212/31/2020Edina, MN
RBC CAPITAL MARKETS CORPORATION
4/19/20059/24/2009Edina, MN

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Bower Stevenson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David Bower Stevenson - Financial Advisor in Edina, MN | AdvisorFinder