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Robert Alan Strommen

Investment Adviser Representative at OAKWOOD CAPITAL, INC.

Naples, FLCRD #863085Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
47 yrs
States Registered
3 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Robert Alan Strommen has worked in the securities industry since 1979. They are registered to provide investment advisory services in Florida, Minnesota, and Wisconsin.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
FloridaMinnesotaWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/24/2013
Series 63
Uniform Securities Agent State Law Examination
Passed 1/14/2004
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/13/2003
Series 1
Registered Representative Examination
Passed 3/1/1979
Series 24
General Securities Principal Examination
Passed 8/13/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Oakwood Capital, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OAKWOOD CAPITAL, INC.Current
10/25/2013Naples, FL
OAKWOOD CAPITAL SECURITIES, INC.Current
4/29/2013Naples, FL
GARDNER ADVISORS INC.
10/25/201312/31/2020St. Paul, MN

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Alan Strommen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Robert Alan Strommen - Financial Advisor in Naples, FL | AdvisorFinder