AdFi
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Richard Kenneth Sunderland

Investment Adviser Representative at OAKWOOD CAPITAL, INC.

Golden Valley, MNCRD #2492179Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
4 states
Exams Passed
5

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 4 states
ArizonaIowaMarylandMinnesota
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/4/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 6/6/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 22
Direct Participation Programs Representative Examination
Passed 3/3/2011
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/1/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Oakwood Capital, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OAKWOOD CAPITAL, INC.Current
3/20/2013Golden Valley, MN
GARDNER ADVISORS INC.
3/20/201312/31/2020St. Louis Park, MN
ALLIED BEACON WEALTH MANAGEMENT, LLC
10/20/20116/25/2012Schaumburg, IL
WORKMAN SECURITIES CORPORATION
4/9/20089/30/2011Golden Valley, MN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Kenneth Sunderland has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Richard Kenneth Sunderland - Financial Advisor in Golden Valley, MN | AdvisorFinder