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David Michael Desimone

Investment Adviser Representative at HAZARD & SIEGEL ADVISORY SERVICES LLC

Constantia, NYCRD #1546630Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
4 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

David Michael Desimone has worked in the securities industry since 1986. They are registered to provide investment advisory services in Florida, New Jersey, New York, and North Carolina.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 4 states
FloridaNew JerseyNew YorkNorth Carolina
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/29/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/29/1986

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Hazard & Siegel Advisory Services LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HAZARD & SIEGEL ADVISORY SERVICES LLCCurrent
7/12/2021Constantia, NY
HAZARD & SIEGEL, INC.Current
5/22/2009Constantia, NY
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
6/6/20035/6/2009Johnson City, NY
NATHAN & LEWIS SECURITIES, INC.
9/3/19916/7/2003New York, NY
CPC SECURITIES CORPORATION
10/30/19869/9/1991

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Michael Desimone has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David Michael Desimone - Financial Advisor in Constantia, NY | AdvisorFinder