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Clyde Goldberg

Investment Adviser Representative at HAZARD & SIEGEL ADVISORY SERVICES LLC

Dewitt, NYCRD #223898Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
54 yrs
States Registered
2 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Clyde Goldberg has worked in the securities industry since 1972. They are registered to provide investment advisory services in Florida and New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
FloridaNew York
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/27/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 8/7/1987
Series 7
General Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 1
Registered Representative Examination
Passed 4/16/1969
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 11/11/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Hazard & Siegel Advisory Services LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HAZARD & SIEGEL ADVISORY SERVICES LLCCurrent
6/14/2017Dewitt, NY
RIDGEWAY CONGER ADVISORY SERVICES
1/12/20164/14/2016New Woodstock, NY
RIDGEWAY CONGER ADVISORY SERVICES
1/9/201512/31/2015New Wooststock, NY
RIDGEWAY CONGER ADVISORY SERVICES
5/13/200812/31/2014Syracuse, NY
AXA ADVISORS, LLC
4/8/20085/13/2008Syracuse, NY
TOWER SQUARE SECURITIES, INC.
3/8/20026/10/2003Syracuse, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Clyde Goldberg has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Clyde Goldberg - Financial Advisor in Dewitt, NY | AdvisorFinder