George Kurt Finkbeiner
Investment Adviser Representative at Hazard & Siegel Advisory Services LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
George Kurt Finkbeiner is an investment adviser representative with Hazard & Siegel Advisory Services LLC in Syracuse, NY, where they have been registered since 2021. They have worked in the securities industry since 1985 and have been registered with 4 firms, including Tower Square Securities, Inc. and Cadaret, Grant & Co., Inc. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in New York.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
3 states and territories
New York, North Carolina, Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Hazard & Siegel IncNov 2008 – no end date reportedDewitt, NY
- Hazard & Siegel Advisory Services LLCNov 2008 – no end date reportedDewitt, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Hazard & Siegel Advisory Services LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Hazard & Siegel offers broker-dealer services for independent financial professionals, including non-proprietary products such as mutual funds, managed accounts, alternative products, annuities, and life insurance. The firm also provides compliance support, marketing services, and business development assistance. For individuals and businesses, services include personalized financial planning, retirement planning, and investment guidance.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 27
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Dewitt, NY
- SEC file number:
- 801-70690
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. George Kurt Finkbeiner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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