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Peter Joseph McNeil

Investment Adviser Representative at CONCORDE ASSET MANAGEMENT, LLC

Alameda, CACRD #4378567Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
4 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Peter Joseph Mcneil has worked in the securities industry since 2001. They have passed the Series 66 and 7 examinations. They are registered to provide investment advisory services in California, Idaho, Texas, and Wisconsin.

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
CaliforniaIdahoTexasWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/29/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/21/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Concorde Asset Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CONCORDE ASSET MANAGEMENT, LLCCurrent
7/27/2018Alameda, CA
CONCORDE INVESTMENT SERVICES, LLCCurrent
7/27/2018Alameda, CA
INDEPENDENT FINANCIAL GROUP, LLC
11/13/20087/24/2018Manhattan Beach, CA
FINANCIAL WEST GROUP
8/9/200411/13/2008Manhattan Beach, CA
AXA ADVISORS, LLC
7/5/20018/4/2004Manhattan Beach, CA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Peter Joseph McNeil has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Peter Joseph McNeil - Financial Advisor in Alameda, CA | AdvisorFinder