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Steven Frederick Golden

Investment Adviser Representative at ON INVESTMENT MANAGEMENT CO

Winston-salem, NCCRD #1614452Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
9 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 9 states
CaliforniaConnecticutIllinoisMichiganNorth CarolinaOhioOregonSouth CarolinaVirginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 2/19/1993
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/19/1993
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 3/22/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

ON Investment Management Co Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ON INVESTMENT MANAGEMENT COCurrent
3/21/2006Winston-salem, NC
WALNUT STREET SECURITIES, INC.
2/24/19935/3/2004El Segundo, CA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Frederick Golden has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Steven Frederick Golden - Financial Advisor in Winston-salem, NC | AdvisorFinder